We are well versed in the financial services industry and provide the highest service standards for our clients using our personalized approach to streamline the matchmaking process in less time and with less stress than navigating the search independently.

Buying and Selling Your Book of Business

Whether you are purchasing a client book to secure future assets under management or seeking to sell your successful practice, the common goal is finding quality, like-minded advisor practices to successfully transition and retain clients.

In our key role, we personally guide clients by developing criteria, utilizing our pre-screened network and facilitating a customized matchmaking process. Our goal is transitioning practices with time saving efficiencies with as much transparency, communication and support using in-depth resources for a win-win outcome.

Looking to buy or sell your book of business?

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Our financial industry focus offers the expertise, relationships and resources to deliver exceptional results and experiences to our clients. We’ve established a personalized process with our candidates ranging from mature financial advisors including generalists and specialists to talented professionals in various capacities. Our clients include several Fortune 300 financial services firms, independent broker dealers, RIAs, boutique wealth managers and insurance conglomerates. {click here for more info}

If you’re a financial advisor looking for higher payout, better firm support or building out a team to grow your practice, we are your first step to solving the problem. We can have a confidential conversation with you today at 562-439-4804.

Looking to make a change for your career path?

Job seeker candidates may confidentially submit your resume or complete profile here:

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    Succession Planning

    Looking ahead to sell your business in three, five or even 10 years? Defining your succession plan early will add tremendous value to your bottom line while bringing clarity about your professional and personal future plans.

    There are significant decisions to make, which not only affect the firm’s value but also impact on your client relationships, staff, family lifestyle and ability to position a smooth transition. Preparing your business for a seamless sales process should begin years ahead with guidance, planning tools and consistent preparation.

    Thinking about where to start for your succession plan?

    Take your first step and contact us today!

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