Wealth Advisor

Our client is a boutique RIA located in the Pasadena area managing $600+ mil AUM and servicing HNW clients over $1 mil++ in assets. The firm seeks a personable Wealth Advisor with an equities investment background and competency with financial planning. The Wealth Advisor’s key role focuses on high-touch communication with HNW client relationships collaboratively working with the exceptional team specializing in planning, research, and investment strategies. A candidate who can demonstrate the ability to provide “white glove” service is strongly desired. The Wealth Advisor is an integral part of the wealth management team with a values-based firm culture. 

 

Duties & Responsibilities  

• Proactively communicate with pre-retiree and retired HNW individuals, non-profit and corporate client relationships, thoroughly meeting current and changing needs.  

• Client relationship development and retention, including consistent client contact and communications to be tracked, updated in CRM on a daily basis.  

• Engage with multigeneration and related households to identify new opportunities and provide planning services.  

• Manage client meetings using video platforms or in person, thoroughly handle meeting prep and post follow-up meetings. 

• Collaborate with investment team on client portfolio updates and reviews, performance returns and new opportunity identification. 

• Keep client service team members adequately informed on all active and pending client matters.  

• Adhere to and follow firm processes and systems around team based subject matter expertise services and client relationship management. 

Qualifications  

• CFP or CFA preferred but not required 

• Bachelor’s degree preferably in business, accounting, finance, economics, or related experience.  

• 5+ years of experience in RIA, financial advisory, investment management or fiduciary fee based financial services background preferred 

• Schwab custodian platform experience a plus  

• Experience with Tamarac a plus  

Compensation:  

• $150,000-$185,000+ base salary depending on experience 

• Full-time in-office position  

Benefits: 

• Annual bonus eligibility 

• Health and Dental Coverage 

• Profit Sharing Plan 

• Parking Included 

Click here to apply for Client Service Associate